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Siu On Securities Limited

兆安證券有限公司

Siu On Securities Limited is a Hong Kong-based multi-licensed financial firm holding SFC licences for dealing in securities, advising on securities, advising on corporate finance, and asset management. This broad licensing scope suggests the firm operates as a full-service boutique, offering brokerage, investment advisory, corporate finance advisory, and portfolio management services. Its client base likely spans retail and high-net-worth individuals as well as corporate clients seeking capital markets and M&A advisory. The firm maintains a small but active team of licensed professionals.

8
Total licensed
4
Currently active
1
Arrivals tracked
0
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Source firms · arrivals 2003–present

Where talent goes

Destination firms · departures 2003–present

No data

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA6 · Advising on Corporate FinanceRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
4

People

Active SFC licences
Name CE# Joined
LEE Man Fai, Matthew 李文輝
Dealing
AVS0162012-07-06
LEE Hang Fai, Humphrey 李恆輝
Dealing
ASC5472008-12-02
LEE CHIU Dah Bin Teresa 李邱達平
DealingAdvisingCorp FinanceAsset Mgmt
ADC0982003-04-01
WAN Kit Yi 溫潔兒
DealingAdvisingCorp FinanceAsset Mgmt
AIJ7822003-04-01