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Zhongcai Securities

中財證券有限公司

Zhongcai Securities is a small Hong Kong-based broker-dealer licensed solely for dealing in securities. The firm generates revenue primarily through brokerage commissions on securities trades executed for its clients. Its client base likely consists of retail investors and small institutional clients seeking securities execution services in Hong Kong and possibly mainland Chinese markets. As a lean brokerage operation, it occupies the lower end of Hong Kong's competitive securities dealing market.

9
Total licensed
2
Currently active
7
Arrivals tracked
5
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in Securities

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
2

People

Active SFC licences
Name CE# Joined
SHUM So Ying 沈素瑩
Dealing
BQR1012021-03-15
MA Yuk Fat, Steve 馬玉發
Dealing
AEH6882014-12-19