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HC Securities

海川證券(香港)有限公司

HC Securities is a boutique Hong Kong broker-dealer and investment advisory firm licensed by the SFC for dealing in securities, advising on securities, and asset management. The firm likely provides equity brokerage, investment advisory, and portfolio management services to retail and professional investors. Its combined dealing and advisory licences suggest an integrated offering covering both trade execution and investment recommendations. The firm operates with a small but active team of licensed professionals.

6
Total licensed
2
Currently active
9
Arrivals tracked
4
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
2

People

Active SFC licences
Name CE# Joined
CHEUNG Yiu Kei Philip 張耀其
DealingAdvisingAsset Mgmt
AFB0682024-06-11
YEN Philip Hongyu 顏宏宇
DealingAdvisingAsset Mgmt
BOH5072023-10-05