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Broker-DealerActive

Hong Kong Haisheng Securities Limited

香港海升證券有限公司

Hong Kong Haisheng Securities Limited is a small securities firm licensed for dealing in securities, advising on securities, and asset management. The firm likely serves retail and high-net-worth Chinese-speaking clients, providing brokerage, investment advisory, and portfolio management services. Its name suggests a Chinese-affiliated background, potentially targeting mainland Chinese investors or Hong Kong residents with cross-border investment interests. It operates as a full-service boutique within its licensed scope.

5
Total licensed
4
Currently active
4
Arrivals tracked
0
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent goes

Destination firms · departures 2003–present

No data

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇨🇳China
2
🇭🇰Hong Kong
2

People

Active SFC licences
Name CE# Joined
SHEN Chihua 沈池花
DealingAdvisingAsset Mgmt
BWF4352025-08-26
ZHANG Ruizhen 張瑞貞
DealingAdvisingAsset Mgmt
BWH9112025-06-24
MI Yanying 米彥莹
Asset Mgmt
ANM9892025-06-13
AU Yiu Fai 區耀輝
DealingAdvisingAsset Mgmt
AFJ0912025-04-15