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Shinhan Securities

Shinhan Securities is the Hong Kong brokerage and asset management arm of Shinhan Financial Group, one of South Korea's largest financial conglomerates. The firm provides securities dealing, investment advisory, and asset management services, primarily serving Korean institutional clients and corporate entities with cross-border investment needs between Korea and the broader Asian market. Its revenue is derived from brokerage commissions, asset management fees, and advisory services. The Hong Kong operation functions as a regional hub facilitating Korean clients' access to international capital markets.

36
Total licensed
8
Currently active
7
Arrivals tracked
6
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇰🇷South Korea
8

People

Active SFC licences
Name CE# Joined
JOUNG Chanyang
DealingAdvising
BXQ7272026-02-24
YANG Hoyeol
DealingAdvising
BNN3242025-09-03
LEE Jae Jun
DealingAdvisingAsset Mgmt
AWB6252024-05-06
IM Jinseon
Asset Mgmt
BAC0922023-12-27
LEE Ha Ram
DealingAdvising
BUC2012023-09-11
LEE Gahyeon
Asset Mgmt
BTK0202023-02-09
LEE Chongmin
DealingAdvising
BRN8562021-08-03
LEE Jihoon 李知勳
DealingAdvisingAsset Mgmt
BPL9122021-01-27