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Korea Investment & Securities

韓國投資證券亞洲有限公司

Korea Investment & Securities is the Hong Kong subsidiary of Korea Investment & Securities Co., Ltd., one of South Korea's leading brokerage and investment banking groups and a flagship entity of the Korea Investment Holdings conglomerate. The firm provides a comprehensive range of services including securities and futures dealing, investment advisory, corporate finance advisory, and asset management to institutional and corporate clients. It plays an important role in facilitating Korean corporate clients' offshore capital market activities, including Hong Kong IPOs, cross-border M&A, and access to international investors. The firm also provides Korean investors with brokerage and research services covering Asian and global markets.

116
Total licensed
12
Currently active
37
Arrivals tracked
24
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA2 · Dealing in FuturesRA4 · Advising on SecuritiesRA6 · Advising on Corporate FinanceRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇰🇷South Korea
7
🇭🇰Hong Kong
3
🇨🇳China
1
🇹🇼Taiwan
1

People

Active SFC licences
Name CE# Joined
XIE Fei 謝飛
DealingAdvising
BSZ6192026-03-12
CHANG Jui 張蕊
DealingAdvising
BXS0872026-03-09
LEE Sang Wook
DealingAdvising
BXS0882026-03-09
LIM Kyung Joon
DealingFuturesAdvising
BXF6812026-01-21
LAU Hui Long 劉煦朗
DealingFuturesAdvising
BQM1552024-10-28
XU Zeheng 許澤珩
DealingAdvising
BRH9892024-07-25
CHEUNG Yee Ching 張以正
DealingFuturesAdvising
AYP1182023-03-30
CHOI Seoyoung
DealingAdvising
BSE1022022-02-21
SEO Jangwon 徐章源
DealingAdvising
BAU8922020-12-04
AHN Subin
DealingAdvising
BQE0082020-10-05
KWON Namhyeop 權南協
DealingFuturesAdvising
BBZ0532018-11-30
KIM Gregory Byung Kuan
DealingAdvising
BBR4602014-08-18