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Global Prosperity Financial

環球富盛理財有限公司

Global Prosperity Financial is a Hong Kong-based financial services firm holding SFC licences for dealing in securities, advising on securities, and asset management. It operates as a combined brokerage and investment advisory firm, offering securities trading execution, investment guidance, and discretionary portfolio management to its clients. Its client base likely includes retail investors, high-net-worth individuals, and smaller institutional accounts. The firm's broad licence portfolio suggests an intent to provide integrated wealth management services.

14
Total licensed
4
Currently active
10
Arrivals tracked
4
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
2
🇨🇳China
1

People

Active SFC licences
Name CE# Joined
ZHAO Xinwen 趙欣文
Advising
BYC8002026-07-13
LI Pak Wang, Daniel 李柏宏
DealingAdvisingAsset Mgmt
APW9422024-12-20
ZHOU Zhuoying 周倬穎
DealingAdvisingAsset Mgmt
BUS6402024-03-19
MAK Chak Hung 麥澤鴻
DealingAdvisingAsset Mgmt
AAC2952022-11-16