SSFC Flows
← All firms
Asset ManagerActive

CCB Principal Asset Management

建信資產管理(香港)有限公司

CCB Principal Asset Management is a joint venture asset management company established between China Construction Bank (CCB), one of China's largest state-owned banks, and Principal Financial Group, a major US financial services company. The firm manages mutual funds and discretionary investment portfolios, offering a range of equity, fixed income, and balanced investment products. Its client base includes retail investors, institutional investors, and corporate pension funds in both mainland China and Hong Kong. The joint venture combines CCB's extensive distribution network in China with Principal's global asset management expertise.

14
Total licensed
11
Currently active
9
Arrivals tracked
1
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA4 · Advising on SecuritiesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇨🇳China
10
🇭🇰Hong Kong
1

People

Active SFC licences
Name CE# Joined
LOU Xiaochen 娄晓辰
AdvisingAsset Mgmt
BWR0942025-10-10
LIANG Gaoxiang 梁高翔
AdvisingAsset Mgmt
BWD0382025-07-17
GUO Zhen 郭真
AdvisingAsset Mgmt
BNZ0112025-03-03
YU Yipeng 于毅鵬
AdvisingAsset Mgmt
BQB5052024-08-09
WEI Ran 魏然
AdvisingAsset Mgmt
BTZ9462023-09-19
CHEN Xiao 陳曉
AdvisingAsset Mgmt
BFC9982023-01-06
LIU Kefei 劉克飛
AdvisingAsset Mgmt
BSM3492022-08-03
CHUNG Wei Lun 鍾維倫
AdvisingAsset Mgmt
BAB1872021-10-07
CHEN Qing 陳青
AdvisingAsset Mgmt
BCH5762020-12-28
XU Jing 徐靜
AdvisingAsset Mgmt
BOW7422020-07-07
LI Bohan 李博涵
AdvisingAsset Mgmt
BOW7462020-07-07