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Charles Schmitt & Associates Limited

Charles Schmitt & Associates Limited is a boutique Hong Kong advisory firm that was licensed for advising on securities, advising on corporate finance, and asset management. The firm's activities spanned investment advisory, corporate finance advisory (such as M&A and capital markets), and portfolio management. Its client base likely included corporates, entrepreneurs, and high-net-worth individuals seeking bespoke financial and strategic advice. With no currently active licensed persons, the firm appears to have wound down or suspended active operations.

9
Total licensed
0
Currently active
1
Arrivals tracked
5
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Source firms · arrivals 2003–present

Where talent goes

Destination firms · departures 2003–present

Regulated activities

RA4 · Advising on SecuritiesRA6 · Advising on Corporate FinanceRA9 · Asset Management

People

Active SFC licences

No data available