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Charles-Lim Capital Limited

Charles-Lim Capital Limited is a Hong Kong-based boutique asset management firm licensed by the SFC for asset management activities. The firm manages investment portfolios for its clients, likely high-net-worth individuals, family offices, or professional investors. Its relatively active licensed team suggests an operational boutique with ongoing asset management mandates. The firm's name suggests it may be a founder-led or family-owned investment manager.

12
Total licensed
6
Currently active
4
Arrivals tracked
1
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Source firms · arrivals 2003–present

Where talent goes

Destination firms · departures 2003–present

Regulated activities

RA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
3
🇨🇳China
1
🇬🇧United Kingdom
1
🇲🇾Malaysia
1

People

Active SFC licences
Name CE# Joined
WONG Wing Kit 王永傑
Asset Mgmt
BJR9072020-10-06
TSOI Ching Ni 蔡清妮
Asset Mgmt
BPQ1352020-06-01
LI Licong 李麗聰
Asset Mgmt
BIQ8462016-12-19
TSE Phoebe Yuen Ting 謝宛庭
Asset Mgmt
APH9242015-12-18
CHARLES Keiren
Asset Mgmt
AUV5982010-03-31
LIM Shueh Yung
Asset Mgmt
AUV6012010-03-31