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Dragon Capital Management

Dragon Capital Management is a Hong Kong-based asset management firm licensed for asset management and advising on securities. The firm manages investment portfolios and provides securities advisory services, likely with a focus on Asian equities or multi-asset strategies. Its client base likely comprises institutional investors, family offices, and high-net-worth individuals with an interest in regional market exposure. The name suggests an orientation towards Greater China or broader Asian investment themes.

14
Total licensed
7
Currently active
5
Arrivals tracked
0
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Source firms · arrivals 2003–present

Where talent goes

Destination firms · departures 2003–present

No data

Regulated activities

RA4 · Advising on SecuritiesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇬🇧United Kingdom
3
🇨🇭Switzerland
1
🇨🇳China
1
🇭🇰Hong Kong
1
🇯🇵Japan
1

People

Active SFC licences
Name CE# Joined
ROSS William Field
AdvisingAsset Mgmt
BXB3762025-12-01
PHANG Sui Yang 彭修阳
AdvisingAsset Mgmt
AYT8712024-08-22
YEUNG Sze Ki 楊詩琪
AdvisingAsset Mgmt
BRI3552021-07-26
HAMADA Kenji
AdvisingAsset Mgmt
BLL3572017-11-10
CUTHBERT Ailsa Ross
AdvisingAsset Mgmt
AAB7832017-09-21
SCHURCH Beat
AdvisingAsset Mgmt
ATD4652014-04-16
SCRIVEN Dominic Timothy Charles
AdvisingAsset Mgmt
AAI3292010-08-13