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Broker-DealerActive

JA Securities Limited

金奧證券有限公司

9
Total licensed
6
Currently active
8
Arrivals tracked
5
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Source firms · arrivals 2003–present

1Carnegie Hill Capital Partners Limited1
2Fortune Origin Securities1
3FTFT International Securities and Futures Limited1
4Golden Asset Management1
5Kaisa Financial Group1
6Po Tai Securities1
7RIME Capital Limited1
8Zhongfu International Futures1

Where talent goes

Destination firms · departures 2003–present

1Golden Hen Securities and Futures2
2Easy Fund Management Company Limited1
3Hong Kong Securities1
4Ruifeng Securities Limited1

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇨🇳China
3
🇭🇰Hong Kong
1

People

Active SFC licences
Name ↕CE# ↕Joined ↓
WANG Liying 王利莹
DealingAdvisingAsset Mgmt
BWU8362025-09-02
YUAN Yufei 袁譽飛
DealingAdvisingAsset Mgmt
BWJ8582025-07-14
JIN YU 金煜
DealingAdvisingAsset Mgmt
BVK8022024-09-26
LIU Xiaodong 劉小東
DealingAdvisingAsset Mgmt
BQW0902022-02-17

Top competitors by talent overlap

1AJ Securities Limited6.22JQ Securities6.13JMC Capital HK Limited5.84Jiyuan Investment Management5.75Juno Capital Management Limited5.66JT Capital Asset Management5.67Korea Investment Management5.58Royal Morgan Fund Management5.59Changchun Securities Limited5.510Jinluo Securities5.5