North Rock Capital Management is a Hong Kong-licensed investment firm holding licences for dealing in securities and asset management, with a fully active team suggesting an operationally robust platform. The firm likely manages discretionary investment funds or separate accounts across Asian equities or multi-asset strategies, combining in-house trading and portfolio management. Its client base likely includes institutional investors, family offices, and qualified professional investors. The name evokes a stable, long-term oriented investment philosophy typical of growth equity or absolute return managers.
Licensed headcount
Active licence holders · monthly snapshot
Where talent comes from
Top 8 of 20Source firms · arrivals 2003–present
Where talent goes
Destination firms · departures 2003–present
Regulated activities
Country of origin · active staff
Inferred from name · current members only
People
| Name ↕ | CE# ↕ | Joined ↓ | |
|---|---|---|---|
| SOOD SHIVANG AVNISH Asset Mgmt | BYN757 | 2026-09-28 | |
| KIM Dongseok Asset Mgmt | BXQ817 | 2026-09-11 | |
| ITO Chui Shan 伊藤翠珊 Asset Mgmt | AVM059 | 2026-09-07 | |
| SUN Caian 孫蔡安 Asset Mgmt | BYN611 | 2026-08-24 | |
| LIU Xing 劉幸 Asset Mgmt | BYM391 | 2026-08-17 | |
| FAN Yu 樊宇 Asset Mgmt | BXV848 | 2026-04-13 | |
| ZHANG Yijia 張藝佳 Asset Mgmt | BKM831 | 2026-03-16 | |
| KIM Dong Kyeon Futures | BXJ286 | 2026-03-06 | |
| LEUNG Tong Fai 梁鏜煇 DealingFuturesAsset Mgmt | BPX590 | 2026-02-06 | |
| LIU Xinyu 劉欣玉 Asset Mgmt | BQE326 | 2025-12-30 | |
| ZHENG Zeyu 鄭澤宇 Asset Mgmt | BTN018 | 2025-11-13 | |
| WANG Hsuan Yun 王宣勻 DealingAsset Mgmt | BRP713 | 2025-11-12 | |
| KIM Yeon Soo Asset Mgmt | AYX143 | 2025-09-12 | |
| SHEN Hu 沈乎 Asset Mgmt | BFW328 | 2025-07-16 | |
| HE Bitao 和璧淘 DealingAsset Mgmt | BOF744 | 2025-07-14 | |
| JIANG Minghao Asset Mgmt | BRW612 | 2025-07-07 | |
| GAO Yitong 高溢彤 Asset Mgmt | BNJ285 | 2025-06-02 | |
| JOSHI Vinit Kumar Asset Mgmt | BTC877 | 2025-05-19 | |
| LIM Weisheng Vincent 林威盛 Asset Mgmt | BFY293 | 2025-03-03 | |
| VASKO Michael Joseph DealingAsset Mgmt | BOX084 | 2024-06-26 | |
| LAI Chi Wang, Alen 黎智弘 DealingAsset Mgmt | AWQ674 | 2024-03-25 | |
| BANERJEE Nilesh Asset Mgmt | BHL908 | 2023-11-23 | |
| LIU Jia 劉佳 Asset Mgmt | AVX016 | 2023-11-06 | |
| LEE Mei Lam Nicole 李美霖 DealingFuturesAsset Mgmt | BNG434 | 2023-08-01 | |
| CHAN Ka Shing 陳嘉誠 DealingAsset Mgmt | APF285 | 2023-02-15 | |
| CHOW Sze Yuen, Simon 周思遠 DealingFuturesAsset Mgmt | APJ232 | 2023-01-18 |
Top competitors by talent overlap
Score combines talent flow volume, regulatory activity overlap (Jaccard), and business similarity (embeddings). Higher = more competitive overlap.