Rockhampton Management is a boutique Hong Kong-based investment advisory and asset management firm licensed for advising on and managing securities portfolios. The firm likely focuses on managing discretionary mandates for high-net-worth individuals or small institutional clients, primarily in Asian equity and fixed income markets. Its small team structure suggests a focused, relationship-driven approach to investment management. The firm operates as an independent manager without the backing of a large financial institution.
Licensed headcount
Active licence holders · monthly snapshot
Where talent comes from
Top 8 of 20Source firms · arrivals 2003–present
Where talent goes
Top 8 of 12Destination firms · departures 2003–present
Regulated activities
Country of origin · active staff
Inferred from name · current members only
People
| Name ↕ | CE# ↕ | Joined ↓ | |
|---|---|---|---|
| HU Han Shen Frank 胡翰紳 AdvisingAsset Mgmt | AYV783 | 2024-09-06 | |
| TSOI Queenie 蔡培郡 Asset Mgmt | BIO608 | 2016-11-18 | |
| HU Tan Nei, Denise 胡妲妮 AdvisingAsset Mgmt | AFB110 | 2011-01-26 | |
| BHARWANI Kamni AdvisingAsset Mgmt | AFZ130 | 2011-01-26 | |
| FORDAY Eric Donald AdvisingAsset Mgmt | ALW736 | 2011-01-26 | |
| LEUNG Wing Hang, Lydia 梁詠恆 AdvisingAsset Mgmt | APO660 | 2011-01-26 | |
| LAU Ming Ho 劉明皓 AdvisingAsset Mgmt | AUQ041 | 2011-01-26 |
Top competitors by talent overlap
Score combines talent flow volume, regulatory activity overlap (Jaccard), and business similarity (embeddings). Higher = more competitive overlap.