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Doric Capital

多利資本有限公司

Doric Capital is a boutique investment advisory and asset management firm licensed in Hong Kong. It provides advisory services across securities, futures contracts, and corporate finance, alongside asset management functions, suggesting a multi-strategy advisory and portfolio management focus. Its client base likely comprises institutional investors, family offices, and high-net-worth individuals seeking bespoke financial advice. The firm operates on a relatively small scale, indicative of a niche advisory practice.

35
Total licensed
2
Currently active
12
Arrivals tracked
24
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA4 · Advising on SecuritiesRA5 · Advising on FuturesRA6 · Advising on Corporate FinanceRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
2

People

Active SFC licences
Name CE# Joined
AU Bo Shan 區寶珊
AdvisingAdv.FuturesAsset Mgmt
ARE4802024-03-04
CHAN Wai Lam 陳緯霖
AdvisingAdv.FuturesAsset Mgmt
AYC4992024-02-09