Northwest Investment Management is a Hong Kong-based asset management firm licensed exclusively for asset management activities. The firm likely manages discretionary investment portfolios on behalf of clients, potentially with a geographic or thematic investment focus suggested by its name, possibly related to Western China or broader Asian markets. Its client base likely comprises high-net-worth individuals, family offices, or smaller institutional investors. Operating as a focused independent manager, the firm specialises in portfolio management without branching into brokerage or advisory services.
Licensed headcount
Active licence holders · monthly snapshot
Where talent comes from
Source firms · arrivals 2003–present
Where talent goes
Destination firms · departures 2003–present
Regulated activities
Country of origin · active staff
Inferred from name · current members only
People
| Name ↕ | CE# ↕ | Joined ↓ | |
|---|---|---|---|
| SHIERS Matthew John Asset Mgmt | BHD391 | 2016-03-17 | |
| DUNN Alastair Robert Asset Mgmt | AZY383 | 2012-08-21 | |
| PHILIPS George Andrew Asset Mgmt | AQQ524 | 2009-09-02 | |
| BELAL Tanvir Asset Mgmt | ASS476 | 2009-08-19 | |
| SMITH Mark Asset Mgmt | APV538 | 2009-08-17 | |
| ROGERS David Ian Asset Mgmt | APJ114 | 2009-04-09 |
Top competitors by talent overlap
Score combines talent flow volume, regulatory activity overlap (Jaccard), and business similarity (embeddings). Higher = more competitive overlap.