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Asset ManagerActive

Overlook Investments

Overlook Investments is a Hong Kong-based investment advisory and asset management firm with licences spanning securities, futures, and corporate finance advisory. The firm is best known for managing the Overlook Partnerships, a long-term, concentrated equity fund focused on high-quality Asian businesses, founded by Richard Lawrence. Its client base primarily consists of institutional investors and sophisticated family offices seeking long-horizon, conviction-based equity management. Overlook is distinctive for its low-turnover, fundamental investment philosophy and strong long-term track record in Asian equities.

20
Total licensed
9
Currently active
6
Arrivals tracked
2
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent goes

Destination firms · departures 2003–present

Regulated activities

RA4 · Advising on SecuritiesRA5 · Advising on FuturesRA6 · Advising on Corporate FinanceRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
4
🇨🇳China
2
🇬🇧United Kingdom
2
🇸🇬Singapore
1

People

Active SFC licences
Name CE# Joined
CHEN Kai 陳凯
Asset Mgmt
AZN5592026-04-14
DOLTON Samuel Robert James
Asset Mgmt
BVO4502024-11-18
WANG Xiaoxi 王小溪
Asset Mgmt
AZJ4892023-06-30
LIN Yinhao 林崟浩
Asset Mgmt
BTW4642023-06-30
LAM Shun Hei, Samantha 林淳羲
Asset Mgmt
BRV2312023-06-27
TAN Peck Lim
Asset Mgmt
AZY6482020-01-09
FOONG Leon Ie 馮良怡
Asset Mgmt
AON8282015-10-06
SQUIRE James St. John
AdvisingAdv.FuturesAsset Mgmt
ABM4862007-07-24
LAWRENCE JR Richard H 羅蘭士
AdvisingAdv.FuturesCorp FinanceAsset Mgmt
AAJ7192003-04-01