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Ballingal Investment Advisors

Ballingal Investment Advisors is a boutique investment advisory and asset management firm licensed in Hong Kong. It provides securities and futures advisory services alongside discretionary asset management, likely focusing on equity and multi-asset strategies. Its client base typically comprises high-net-worth individuals and smaller institutional investors seeking tailored portfolio management. The firm operates with a lean structure characteristic of independent advisory boutiques in the Hong Kong market.

27
Total licensed
4
Currently active
13
Arrivals tracked
16
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA4 · Advising on SecuritiesRA5 · Advising on FuturesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇬🇧United Kingdom
3
🇭🇰Hong Kong
1

People

Active SFC licences
Name CE# Joined
NG Michael William 吳以廉
AdvisingAdv.FuturesAsset Mgmt
AZD3762017-01-24
BLENNERHASSETT David James
Advising
ADF9762017-01-16
LUNDY Travis Stuart
AdvisingAsset Mgmt
AOH2532017-01-13
BALLINGAL Andrew Robert Thomas
AdvisingAdv.FuturesAsset Mgmt
ADM0092004-08-13