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EXS Capital Asia

EXS Capital Asia is a Hong Kong-based boutique investment firm licensed for advising on securities, advising on corporate finance, and asset management. The firm focuses on investment advisory, portfolio management, and capital markets advisory services, likely targeting institutional investors, family offices, and corporate clients across the Asia-Pacific region. Its corporate finance licence indicates involvement in M&A, private placements, and capital raising activities, particularly in Greater China markets. EXS Capital operates as a specialist advisory-led asset manager rather than a traditional brokerage.

29
Total licensed
3
Currently active
11
Arrivals tracked
13
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA4 · Advising on SecuritiesRA6 · Advising on Corporate FinanceRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
2
🇨🇳China
1

People

Active SFC licences
Name CE# Joined
LI Anqi 李安頎
AdvisingCorp FinanceAsset Mgmt
BQV4682023-08-23
HUANG Yu Qing 黃煜晴
AdvisingCorp FinanceAsset Mgmt
BEB1022014-08-21
KWAN Shu Wang 關樹宏
AdvisingCorp FinanceAsset Mgmt
BDW7802014-08-04