Brooke Capital Limited is a Hong Kong-based investment advisory and asset management firm licensed by the SFC for advising on securities, advising on futures contracts, and asset management. The firm offers a multi-asset advisory and portfolio management service, covering both securities and derivatives, suggesting a sophisticated investment approach. Its client base likely includes high-net-worth individuals and institutional investors seeking cross-asset portfolio strategies. The firm operates with a small active team, consistent with a boutique investment management model.
Licensed headcount
Active licence holders · monthly snapshot
Where talent comes from
Source firms · arrivals 2003–present
Where talent goes
Destination firms · departures 2003–present
Regulated activities
Country of origin · active staff
Inferred from name · current members only
People
| Name ↕ | CE# ↕ | Joined ↓ | |
|---|---|---|---|
| LIM Kwan Lay, Sally 林冠麗 Asset Mgmt | AFV377 | 2012-10-09 | |
| BROOKE Jonathan William AdvisingAdv.FuturesAsset Mgmt | AFF289 | 2003-04-01 |
Top competitors by talent overlap
Score combines talent flow volume, regulatory activity overlap (Jaccard), and business similarity (embeddings). Higher = more competitive overlap.