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Legend Arb Advisors

利臻投資顧問有限公司

Legend Arb Advisors is a Hong Kong-based alternative investment firm specialising in arbitrage strategies across securities and futures markets, as indicated by its name and SFC licence types covering advising on securities, advising on futures contracts, and asset management. The firm manages arbitrage-focused funds or managed accounts, generating returns through market-neutral or relative-value strategies. Its client base likely consists of sophisticated institutional investors and high-net-worth individuals seeking non-directional investment exposure. The cross-asset licence structure suggests it actively trades both cash and derivatives markets.

22
Total licensed
5
Currently active
7
Arrivals tracked
6
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA4 · Advising on SecuritiesRA5 · Advising on FuturesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
4
🇨🇳China
1

People

Active SFC licences
Name ↕CE# ↕Joined ↓
CHAN David Tsz Wing 陳子榮
AdvisingAsset Mgmt
ACA3152026-10-08
YOUNG Mai San
AdvisingAsset Mgmt
AFC4412026-10-08
KWOK Wah 郭華
AdvisingAdv.FuturesAsset Mgmt
AEX6022026-10-06
WANG Jerry Gerui 王戈銳
AdvisingAdv.FuturesAsset Mgmt
AVH9352026-09-30
CHAN Tsun Man, Norman 陳俊文
AdvisingAdv.FuturesAsset Mgmt
ABW2332025-11-17