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ROCIM

ROCIM is a Hong Kong-based boutique investment management firm licensed for advising on securities and asset management. The firm provides investment advisory and discretionary portfolio management services, likely with a focus on Asian equities or alternative assets. Its client base is expected to include high-net-worth individuals and family offices. ROCIM operates as a niche manager with a compact and specialist investment team.

8
Total licensed
2
Currently active
5
Arrivals tracked
2
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Source firms · arrivals 2003–present

Where talent goes

Destination firms · departures 2003–present

Regulated activities

RA4 · Advising on SecuritiesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
2

People

Active SFC licences
Name CE# Joined
CHIK Hak Kan, Leon 植克勤
AdvisingAsset Mgmt
ADT5732023-01-16
CHANG Walter 陳華德
AdvisingAsset Mgmt
ABT4452007-08-13