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Soo Pui Chen Securities Limited

蘇佩瓚證券有限公司

Soo Pui Chen Securities Limited is a small, family-style securities brokerage firm in Hong Kong licensed solely for dealing in securities. The firm provides retail securities brokerage services, likely offering trading access to Hong Kong and potentially Chinese equity markets. Its name suggests it is an owner-operated or family-run brokerage, which is a common structure among smaller independent brokers in Hong Kong. The firm's client base is likely composed of individual retail investors and small private clients.

7
Total licensed
4
Currently active
6
Arrivals tracked
0
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Source firms · arrivals 2003–present

Where talent goes

Destination firms · departures 2003–present

No data

Regulated activities

RA1 · Dealing in Securities

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
4

People

Active SFC licences
Name CE# Joined
LEE Kai Hang, Miranda 李偕行
Dealing
AFW0992023-03-10
KWOK Pik Yu 郭璧如
Dealing
ARD3692008-07-07
SOO Shiu Cheung, Simon 蘇兆昌
Dealing
ADR7492005-03-21
CHU Ka Ming 朱家銘
Dealing
AGE5472005-03-21