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South Ocean Management Limited

South Ocean Management Limited is a Hong Kong-based financial advisory and asset management firm holding SFC licences for advising on securities, advising on corporate finance, and asset management. The firm provides a combination of investment management, securities advisory, and corporate finance consultancy services. Its client base likely spans high-net-worth individuals, family offices, and corporate clients requiring capital markets or M&A advisory support. The dual advisory and management capabilities position it as a boutique with integrated financial services offerings.

8
Total licensed
5
Currently active
0
Arrivals tracked
2
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Source firms · arrivals 2003–present

No data

Where talent goes

Destination firms · departures 2003–present

Regulated activities

RA4 · Advising on SecuritiesRA6 · Advising on Corporate FinanceRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇬🇧United Kingdom
2
🇭🇰Hong Kong
2
🇺🇸United States
1

People

Active SFC licences
Name CE# Joined
D'SOUZA Darren Karl
Asset Mgmt
BNG4202019-03-01
D'SILVA Anthony Hogest
Asset Mgmt
BIQ7062016-12-01
YIP WING YEN 葉泳妡
Asset Mgmt
BDH1962014-05-07
TAW Stephen Richard
Asset Mgmt
ANF3002006-06-07
MC CONNELL Richard Esterbrook, Jr
AdvisingCorp FinanceAsset Mgmt
ABH7392003-04-01