South Ocean Management Limited is a Hong Kong-based financial advisory and asset management firm holding SFC licences for advising on securities, advising on corporate finance, and asset management. The firm provides a combination of investment management, securities advisory, and corporate finance consultancy services. Its client base likely spans high-net-worth individuals, family offices, and corporate clients requiring capital markets or M&A advisory support. The dual advisory and management capabilities position it as a boutique with integrated financial services offerings.
Licensed headcount
Active licence holders · monthly snapshot
Where talent comes from
Source firms · arrivals 2003–present
Regulated activities
Country of origin · active staff
Inferred from name · current members only
People
| Name ↕ | CE# ↕ | Joined ↓ | |
|---|---|---|---|
| D'SOUZA Darren Karl Asset Mgmt | BNG420 | 2019-03-01 | |
| D'SILVA Anthony Hogest Asset Mgmt | BIQ706 | 2016-12-01 | |
| YIP WING YEN 葉泳妡 Asset Mgmt | BDH196 | 2014-05-07 | |
| TAW Stephen Richard Asset Mgmt | ANF300 | 2006-06-07 | |
| MC CONNELL Richard Esterbrook, Jr AdvisingCorp FinanceAsset Mgmt | ABH739 | 2003-04-01 |
Top competitors by talent overlap
Score combines talent flow volume, regulatory activity overlap (Jaccard), and business similarity (embeddings). Higher = more competitive overlap.