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SP Securities

中盈證券有限公司

SP Securities is a Hong Kong securities firm that held SFC licences for dealing in securities, advising on securities, and asset management. The firm operated as a small broker-dealer offering securities trading, investment advisory, and portfolio management services to retail and high-net-worth clients. With no currently active licensed persons, the firm has ceased active operations. It was typical of the many small, independent securities houses that populated Hong Kong's retail brokerage landscape.

14
Total licensed
0
Currently active
16
Arrivals tracked
12
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA9 · Asset Management

People

Active SFC licences

No data available