SSFC Flows
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Broker-DealerActive

UCAP

佑聯證券有限公司

71
Total licensed
26
Currently active
29
Arrivals tracked
20
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
9
🇯🇵Japan
2
🇨🇳China
1
🇬🇧United Kingdom
1
🇮🇳India
1
🇰🇷South Korea
1

People

Active SFC licences
Name CE# Joined
CHENG Pui Ki, Hildi 鄭珮琪
DealingAdvisingAsset Mgmt
BJN9992024-12-23
CHAN Hiu Lung 陳曉龍
DealingAdvisingAsset Mgmt
BGU8422024-04-11
TAM Wai Keung 譚偉強
DealingAdvisingAsset Mgmt
BUO0342024-01-18
HO Wing Cheung 何榮章
DealingAdvisingAsset Mgmt
BUM0992023-12-27
LIN Jiaxin 林佳欣
DealingAdvisingAsset Mgmt
AVH0772023-06-09
HOSONO Genji 細野玄司
DealingAdvisingAsset Mgmt
BAB8192022-04-12
WONG Sau Yip 黃守業
DealingAdvisingAsset Mgmt
BOG7922022-03-17
KWOK Yin Ching 郭賢菁
DealingAdvisingAsset Mgmt
ACW6902021-11-29
BHAUMIK Ananda Prasad
DealingAdvisingAsset Mgmt
AXV8972021-06-16
IP Wing Shan 葉詠珊
DealingAdvisingAsset Mgmt
AFA8442021-05-13
LEE Tae Gyoon
DealingAdvisingAsset Mgmt
AHE1952020-12-07
LIO Ka Wai 廖伽偉
DealingAdvisingAsset Mgmt
BQB8632020-09-30
KURAHASHI Yumiko
DealingAdvisingAsset Mgmt
AGO3572018-12-11
MA Wing Yan 馬詠恩
DealingAdvisingAsset Mgmt
BBD8512013-04-22
PYRKE Roger Simon
DealingAdvisingAsset Mgmt
AAK3502012-04-11