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Wocom Securities

宏高證券有限公司

Wocom Securities is a Hong Kong-based securities firm offering services across securities dealing, investment advisory, corporate finance, and asset management. The firm operates as a full-service broker catering to retail, high-net-worth, and corporate clients in Hong Kong and mainland China. Its corporate finance licence enables participation in IPOs, placements, and M&A advisory, making it a boutique financial services provider. Wocom has maintained a steady presence in Hong Kong's competitive securities brokerage market with a focus on Chinese equities.

75
Total licensed
17
Currently active
3
Arrivals tracked
19
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA6 · Advising on Corporate FinanceRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
17

People

Active SFC licences
Name CE# Joined
CHAN Chin Pik 陳千碧
Dealing
ASD3102009-01-05
CHEUNG Yat Chuen 張一村
Dealing
APC5852007-07-24
LEUNG Kit Man 梁杰文
Dealing
APC5862007-07-24
YUEH Siu Yeung 葉小陽
Dealing
AML3262005-10-19
TSANG Chi Suen, Trini 曾熾暄
Dealing
AAC4912005-04-06
CHAN Tsz Ha
Dealing
AJC1002003-10-20
YU Lun Choi 余倫在
Dealing
AED5252003-08-12
YIM Ting Chung, Daniel 嚴定忠
DealingAdvisingCorp Finance
AAC1422003-04-01
LI Siu Kam 李小琴
DealingAdvisingCorp Finance
AAC1792003-04-01
CHU Ying Tak, Michael 朱英德
DealingAdvisingCorp Finance
AAC1912003-04-01
KWOK Chi Piu, Bill 郭志標
DealingAdvising
AAC1952003-04-01
KOT Yam Ting, Lawrence 葛蔭庭
DealingAdvisingCorp Finance
ACO1222003-04-01
WONG Hong Fu 黃康輔
DealingAdvisingCorp Finance
ACP1652003-04-01
LI Kwok Shing 李國成
DealingAdvisingCorp Finance
ACZ4422003-04-01
KWAN Siu Hung 關兆雄
DealingAdvisingCorp Finance
AFE3402003-04-01
HEUNG Yu Yam 香汝欽
DealingAdvisingCorp Finance
AFG3952003-04-01
CHAN Kwok Ho 陳國豪
DealingAdvisingCorp Finance
AIH4632003-04-01