SSFC Flows
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OtherActive

AIM Capital Consortium

8
Total licensed
5
Currently active
4
Arrivals tracked
3
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Source firms · arrivals 2003–present

Where talent goes

Destination firms · departures 2003–present

Regulated activities

RA4 · Advising on SecuritiesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
2
🇹🇼Taiwan
1

People

Active SFC licences
Name CE# Joined
LO Kwok On 羅國安
AdvisingAsset Mgmt
AUQ6642022-05-12
CHOI Fan Wai 蔡奮威
AdvisingAsset Mgmt
APY4402020-06-05
NI Chien-Yuan 倪健元
AdvisingAsset Mgmt
ARW8062020-06-05