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Austen Capital

鼎豐資產管理有限公司

Austen Capital is a small Hong Kong-based investment firm licensed for securities advising and asset management. The firm manages investment portfolios and provides advisory services, likely catering to a niche client base of high-net-worth individuals or small institutions. With a lean team, it operates as a boutique manager offering concentrated, high-conviction investment strategies. Its modest scale suggests it competes on specialized expertise rather than broad product range.

28
Total licensed
8
Currently active
16
Arrivals tracked
10
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA4 · Advising on SecuritiesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇨🇳China
5
🇭🇰Hong Kong
3

People

Active SFC licences
Name CE# Joined
ZENG Keer 曾可儿
AdvisingAsset Mgmt
BWN4192025-11-26
GEFFNER Xin Yue Jasmine 蔡昕玥
AdvisingAsset Mgmt
BWK6932025-08-28
WANG Ruonan 王若男
AdvisingAsset Mgmt
BWP6812025-08-11
NGAI Ching 魏菁
AdvisingAsset Mgmt
AZJ6932025-04-23
JIANG Shanshan 姜姗姗
AdvisingAsset Mgmt
BVO1532025-04-22
ZHOU Yanyan 周燕燕
AdvisingAsset Mgmt
BGK7762025-03-04
LU Xiaoma 陸肖馬
AdvisingAsset Mgmt
AVS5742024-12-09
CHAN Kin Wah, Kenneth 陳建華
AdvisingAsset Mgmt
BAL8962024-11-28