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Austen Capital

鼎豐資產管理有限公司

Austen Capital is a small Hong Kong-based investment firm licensed for securities advising and asset management. The firm manages investment portfolios and provides advisory services, likely catering to a niche client base of high-net-worth individuals or small institutions. With a lean team, it operates as a boutique manager offering concentrated, high-conviction investment strategies. Its modest scale suggests it competes on specialized expertise rather than broad product range.

30
Total licensed
10
Currently active
19
Arrivals tracked
10
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA4 · Advising on SecuritiesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇨🇳China
5
🇭🇰Hong Kong
5

People

Active SFC licences
Name CE# Joined
FOK King Man, Ronald 霍敬文
AdvisingAsset Mgmt
AGE0252026-06-12
NG Chau Fai 吳周輝
AdvisingAsset Mgmt
BTC6812026-05-19
ZENG Keer 曾可儿
AdvisingAsset Mgmt
BWN4192025-11-26
GEFFNER Xin Yue Jasmine 蔡昕玥
AdvisingAsset Mgmt
BWK6932025-08-28
WANG Ruonan 王若男
AdvisingAsset Mgmt
BWP6812025-08-11
NGAI Ching 魏菁
AdvisingAsset Mgmt
AZJ6932025-04-23
JIANG Shanshan 姜姗姗
AdvisingAsset Mgmt
BVO1532025-04-22
ZHOU Yanyan 周燕燕
AdvisingAsset Mgmt
BGK7762025-03-04
LU Xiaoma 陸肖馬
AdvisingAsset Mgmt
AVS5742024-12-09
CHAN Kin Wah, Kenneth 陳建華
AdvisingAsset Mgmt
BAL8962024-11-28