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Broker-DealerActive

Alpha Securities

亞華證券有限公司

8
Total licensed
5
Currently active
0
Arrivals tracked
1
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Source firms · arrivals 2003–present

No data

Where talent goes

Destination firms · departures 2003–present

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA6 · Advising on Corporate FinanceRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
2

People

Active SFC licences
Name CE# Joined
LAW Kam Kiu 羅金嬌
Dealing
BTQ8572023-05-12
ONG CHAN Siu Kar, Jessica 王陳兆笳
Dealing
AMG9912005-09-30