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Uni-Alpha Securities Limited

裕豐證券有限公司

Uni-Alpha Securities Limited was a Hong Kong-based diversified financial services firm holding SFC licences spanning dealing in securities, advising on securities, advising on corporate finance, and asset management, positioning it as a comprehensive securities and advisory house. The firm would have served retail, high-net-worth, and corporate clients across brokerage, investment advisory, and capital markets transactions. With no active licensed persons, the firm has effectively ceased operations. Its broad licence structure suggests it sought to provide integrated financial services to a diverse client base.

8
Total licensed
0
Currently active
1
Arrivals tracked
5
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Source firms · arrivals 2003–present

Where talent goes

Destination firms · departures 2003–present

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA6 · Advising on Corporate FinanceRA9 · Asset Management

People

Active SFC licences

No data available