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Alpha Securities

亞華證券有限公司

Alpha Securities is a Hong Kong-based financial firm holding a broad set of SFC licences covering dealing in securities, advising on securities, advising on corporate finance, and asset management, enabling it to offer a wide range of financial services. The firm acts as a boutique full-service intermediary, potentially providing brokerage, investment banking advisory, and portfolio management services to its clients. Its diverse client base likely spans corporates seeking advisory services, as well as high-net-worth and professional investors. The breadth of its licences suggests it functions as a one-stop financial services boutique.

8
Total licensed
5
Currently active
0
Arrivals tracked
1
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Source firms · arrivals 2003–present

No data

Where talent goes

Destination firms · departures 2003–present

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA6 · Advising on Corporate FinanceRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
5

People

Active SFC licences
Name CE# Joined
LAW Kam Kiu 羅金嬌
Dealing
BTQ8572023-05-12
ONG CHAN Siu Kar, Jessica 王陳兆笳
Dealing
AMG9912005-09-30
LEUNG So Kum 梁素琴
DealingAdvisingCorp Finance
AAE1472003-04-01
ONG Ka Lueng, Peter 王家龍
DealingAdvisingCorp Finance
AAE1802003-04-01
ONG Ka Fai, Philip 王家輝
DealingAdvisingCorp Finance
ABH3372003-04-01