ALPS Advisory is a Hong Kong-based financial services firm licensed across securities dealing, advisory, corporate finance advisory, and asset management. The firm operates as a full-service boutique offering investment advice, capital markets services, and portfolio management to its clients. Its client base likely includes high-net-worth individuals, family offices, and corporate clients seeking IPO advisory, fundraising, or investment management services. The combination of corporate finance and asset management licences positions it as a versatile advisory and investment firm.
Licensed headcount
Active licence holders · monthly snapshot
Where talent comes from
Source firms · arrivals 2003–present
Where talent goes
Destination firms · departures 2003–present
Regulated activities
Country of origin · active staff
Inferred from name · current members only
People
| Name ↕ | CE# ↕ | Joined ↓ | |
|---|---|---|---|
| LAU Kui Bong Jonathan 劉巨邦 Asset Mgmt | ASF492 | 2025-10-20 | |
| MAK Ming Hin 麥銘顯 DealingAdvisingAsset Mgmt | BRH551 | 2023-10-16 | |
| FU Siu Lai 傅小麗 DealingAdvisingAsset Mgmt | BST364 | 2022-07-18 | |
| SIN Ying Yeung 冼英揚 DealingAdvisingAsset Mgmt | BRF748 | 2021-06-25 | |
| CHUI Mei Ling 徐美玲 DealingAdvisingAsset Mgmt | AAF390 | 2021-03-31 | |
| YONG Dun He 楊敦和 DealingAdvisingAsset Mgmt | BPS174 | 2020-05-26 | |
| AU Vincent Wing Yiu 區永耀 DealingAdvisingAsset Mgmt | BMT432 | 2018-04-17 | |
| LO Jonathan Ka Yan 羅家炘 DealingAdvisingAsset Mgmt | AQY025 | 2017-09-08 | |
| WONG Yee Ling 王綺寧 DealingAdvisingAsset Mgmt | BIK044 | 2016-10-19 | |
| LEE Tsz Yan, Eva 李芷茵 DealingAdvisingAsset Mgmt | BEE958 | 2014-09-24 | |
| LO Ka How, Benjamin 羅家浩 DealingAdvisingAsset Mgmt | AQY026 | 2013-01-17 | |
| IP Sau Mai, Amy 葉秀薇 DealingAdvisingAsset Mgmt | ALA835 | 2004-07-28 | |
| WANG Audrey 王允默 DealingAdvisingCorp FinanceAsset Mgmt | ABW094 | 2003-04-01 |
Top competitors by talent overlap
Score combines talent flow volume, regulatory activity overlap (Jaccard), and business similarity (embeddings). Higher = more competitive overlap.