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Tarzan Stock & Shares Limited

泰山證券有限公司

Tarzan Stock & Shares Limited is a Hong Kong-based multi-service financial firm holding licences spanning securities dealing, advisory, corporate finance, and asset management. The firm likely operates as a boutique broker and investment adviser, offering a broad range of services including securities trading, corporate advisory, and discretionary portfolio management. Its client base likely includes retail investors, small to mid-sized corporates, and high-net-worth individuals. The breadth of its licences suggests ambitions to serve clients across the full investment lifecycle from trading to structured advisory mandates.

18
Total licensed
4
Currently active
2
Arrivals tracked
1
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Source firms · arrivals 2003–present

Where talent goes

Destination firms · departures 2003–present

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA6 · Advising on Corporate FinanceRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
4

People

Active SFC licences
Name CE# Joined
MUI Chung Hong 梅頌康
DealingAdvising
ATE7832018-08-09
LAM Chun Ling 林春玲
DealingAdvising
AOV7862007-06-06
YU Sai Sum 余細森
DealingAdvisingCorp FinanceAsset Mgmt
AAF5852003-04-01
LEE Siu Ming, Kenneth 李兆明
DealingAdvisingCorp FinanceAsset Mgmt
ACC4202003-04-01