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Wai Man Stock & Shares Company Limited

偉民股票買賣有限公司

Wai Man Stock & Shares Company Limited is a traditional Hong Kong local securities firm holding licences across securities dealing, advisory, corporate finance advisory, and asset management. The company likely serves retail and small institutional clients, providing brokerage services, investment advice, and portfolio management, with a client base predominantly drawn from the local Hong Kong and Greater China community. Its broad licence profile suggests a full-service approach typical of smaller Hong Kong independent securities houses. The firm represents the legacy of Hong Kong's established local brokerage community.

5
Total licensed
2
Currently active
0
Arrivals tracked
0
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Source firms · arrivals 2003–present

No data

Where talent goes

Destination firms · departures 2003–present

No data

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA6 · Advising on Corporate FinanceRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
2

People

Active SFC licences
Name CE# Joined
TAI Yee Wah 戴綺華
DealingAdvisingCorp FinanceAsset Mgmt
AAA6032003-04-01
TAI Ting San 戴庭燊
DealingAdvisingCorp FinanceAsset Mgmt
AAV5412003-04-01