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Hermes Securities

凱敏證券有限公司

Hermes Securities is a Hong Kong-based full-service securities firm licensed for dealing, advising on securities, corporate finance advising, and asset management. The firm operates as a broker-dealer and financial advisory boutique, offering trade execution, investment advice, portfolio management, and corporate finance services to its clients. Its client base likely encompasses retail investors, high-net-worth individuals, and corporate clients seeking both brokerage and capital markets advisory services. The breadth of its licences positions it as a multi-service financial intermediary catering to diverse client needs in the Hong Kong market.

29
Total licensed
15
Currently active
17
Arrivals tracked
8
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA6 · Advising on Corporate FinanceRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
14
🇨🇳China
1

People

Active SFC licences
Name CE# Joined
LUI Siu Fu 呂兆富
Dealing
BQG6652026-03-13
WONG Kwong Tung 黃廣東
DealingAdvisingAsset Mgmt
AXL5412026-02-10
WEN Dou 文豆
Dealing
BXL0832026-02-04
LEUNG Mei Shan 梁美珊
Dealing
BIW7852025-12-16
KWONG Yuk Yu, Emily 鄺玉茹
DealingAdvisingAsset Mgmt
ADX3842025-10-13
CHAN Ka Po Garbo 陳嘉宝
DealingAdvising
BUS6382025-10-10
NG Hong Shui 伍康瑞
DealingAdvisingAsset Mgmt
BTW4452023-06-26
CHAN Chi Hung 陳志雄
DealingAdvisingAsset Mgmt
AGL4612022-06-16
LEE Yuet Ying 李月英
DealingAdvising
AAD9242016-07-04
CHIANG Ho San 蔣浩燊
Dealing
AAV4632013-06-20
NG Si Fung 吳時鋒
Dealing
AAK8332009-03-03
WAN Yuk Wah 溫玉華
DealingAdvisingCorp FinanceAsset Mgmt
AAD1432003-04-01
LEE Ah Sang 李亞生
DealingAdvisingCorp FinanceAsset Mgmt
AAE8162003-04-01
TO Kin Keung 杜堅強
DealingAdvisingCorp FinanceAsset Mgmt
AAV4622003-04-01
NG Kim Fung 吳劍峰
DealingAdvisingCorp FinanceAsset Mgmt
AFK5592003-04-01