高陞證券有限公司
Audrey Chow Securities is a full-service boutique financial firm in Hong Kong holding a broad range of SFC licences covering securities dealing, securities advisory, corporate finance advisory, and asset management. This comprehensive licensing profile allows the firm to engage in brokerage, investment advisory, fund management, and capital markets advisory within a single platform. Its client base likely spans high-net-worth individuals, small corporates, and private clients requiring integrated financial services. The firm's broad licence scope suggests it aims to serve as a one-stop financial services provider for private and corporate clients.
Licensed headcount
Active licence holders · monthly snapshot
Where talent comes from
Source firms · arrivals 2003–present
Where talent goes
Destination firms · departures 2003–present
Regulated activities
Country of origin · active staff
Inferred from name · current members only
People
| Name ↕ | CE# ↕ | Joined ↓ | |
|---|---|---|---|
| LOCK Nicholas 駱有隆 Dealing | AHS053 | 2005-06-07 | |
| YAO Sha Ku Susie 姚霞姑 DealingAdvisingCorp FinanceAsset Mgmt | AAE891 | 2003-04-01 | |
| KWAN Kwok Kan 關國根 DealingAdvisingCorp FinanceAsset Mgmt | AAG607 | 2003-04-01 | |
| HUI To Tung 許道東 DealingAdvisingCorp FinanceAsset Mgmt | ABG804 | 2003-04-01 | |
| LEE Kin Wing 李健榮 DealingAdvisingCorp FinanceAsset Mgmt | AGJ224 | 2003-04-01 |
Top competitors by talent overlap
Score combines talent flow volume, regulatory activity overlap (Jaccard), and business similarity (embeddings). Higher = more competitive overlap.