SSFC Flows
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Broker-DealerActive

ALPS Advisory

34
Total licensed
14
Currently active
5
Arrivals tracked
7
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA6 · Advising on Corporate FinanceRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
7

People

Active SFC licences
Name CE# Joined
LAU Kui Bong Jonathan 劉巨邦
Asset Mgmt
ASF4922025-10-20
MAK Ming Hin 麥銘顯
DealingAdvisingAsset Mgmt
BRH5512023-10-16
SIN Ying Yeung 冼英揚
DealingAdvisingAsset Mgmt
BRF7482021-06-25
CHUI Mei Ling 徐美玲
DealingAdvisingAsset Mgmt
AAF3902021-03-31
WONG Yee Ling 王綺寧
DealingAdvisingAsset Mgmt
BIK0442016-10-19
LEE Tsz Yan, Eva 李芷茵
DealingAdvisingAsset Mgmt
BEE9582014-09-24
LO Ka How, Benjamin 羅家浩
DealingAdvisingAsset Mgmt
AQY0262013-01-17