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Broker-DealerActive

Capital Base Securities

京基證券有限公司

6
Total licensed
3
Currently active
9
Arrivals tracked
4
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Source firms · arrivals 2003–present

1Golden Hen Securities and Futures2
2MG Wealth Management Limited2
3China Zhong Heng Finance Group Limited1
4DA International Asset Management1
5Evergrande Futures1
6Evergrande Securities1
7Lapland Securities Limited1

Where talent goes

Destination firms · departures 2003–present

1Golden Hen Investment Management1
2Huijin Securities International1
3PURPLE LEGEND (HK) LIMITED1
4United Overseas Bank1

Regulated activities

RA1 · Dealing in SecuritiesRA2 · Dealing in FuturesRA4 · Advising on SecuritiesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇨🇳China
2
🇭🇰Hong Kong
1

People

Active SFC licences
Name ↕CE# ↕Joined ↓
CUI Zechen 崔澤琛
DealingFuturesAdvisingAsset Mgmt
BWW7712025-12-24
GUO Jinxia 郭金霞
DealingFuturesAdvisingAsset Mgmt
BUT3842025-07-23
NGAN Chi Po 顏志波
DealingFuturesAdvisingAsset Mgmt
ADY9082025-04-01

Top competitors by talent overlap

1CIS Securities Asset Management5.32MC Financial Services5.23ICBC International5.24SBI E2-Capital Securities Limited5.25Montum Capital5.26China Gather Wealth Financial Company Limited5.27Conrad Investment Services Limited5.18Grand China Securities5.09SR Wealth Securities5.010BNY Mellon Investment Management5.0