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EM Investment Management Limited

EM Investment Management Limited is a Hong Kong-based investment firm licensed across securities dealing, securities advisory, and asset management, suggesting a relatively comprehensive service offering. The 'EM' designation likely refers to emerging markets, indicating a focus on Asian or broader developing-market investment strategies. The firm probably manages discretionary portfolios and provides investment advice to institutional or high-net-worth clients with an appetite for emerging market exposure. Its dealing licence also allows it to execute securities transactions directly on behalf of clients.

6
Total licensed
4
Currently active
3
Arrivals tracked
0
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Source firms · arrivals 2003–present

Where talent goes

Destination firms · departures 2003–present

No data

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇨🇳China
2
🇭🇰Hong Kong
2

People

Active SFC licences
Name CE# Joined
NIU Yilin 牛藝霖
DealingAdvisingAsset Mgmt
BVK4292024-09-13
LEE Chi Fung 李志鋒
DealingAdvisingAsset Mgmt
ALH7712022-11-17
CAI Ming 蔡銘
DealingAdvisingAsset Mgmt
BSZ5602022-10-03
LIAN Yaohua 連瑤華
DealingAdvisingAsset Mgmt
AWY6982022-08-24