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Broker-DealerActive

Leading Securities Company

立鼎證券有限公司

60
Total licensed
13
Currently active
32
Arrivals tracked
30
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Top 8 of 20

Source firms · arrivals 2003–present

1China Everbright Securities3
2Hong Kong Securities2
3Bank of Taiwan1
4Qi Yuan Asset Management1
5Zhongrong International Securities1
6Zhong Ou Asset Management International1
7Well Link Securities Limited1
8Well Link Asset Management1

Where talent goes

Top 8 of 20

Destination firms · departures 2003–present

1Valuable Capital3
2Vantage New Generation Securities2
3KGI Securities2
4BoMan Richlink Capital1
5Capital Management Limited1
6Zhongtai International Financial Products1
7Zhongtai International1
8Shanghai Pudong Development Bank1

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇨🇳China
7
🇭🇰Hong Kong
1

People

Active SFC licences
Name ↕CE# ↕Joined ↓
TAO HONGYU 陶泓羽
DealingAdvising
BWX6542025-10-27
WANG Hui 汪慧
Dealing
BVY6912025-03-20
LIU Yawen 劉亞穩
DealingAdvisingAsset Mgmt
BSE8802022-03-25
SUN Yang 孫楊
DealingAdvising
BOI8042019-08-23
FEI Meiling 費美玲
DealingAdvising
BOQ8072019-08-15
WEN Qiang 闻强
DealingAdvisingAsset Mgmt
BOR1902019-08-13
XIE Jun 谢骏
DealingAdvisingAsset Mgmt
BOC4082019-07-03
LI Mengxuan 李夢旋
DealingAdvisingAsset Mgmt
BDR3932019-03-22

Top competitors by talent overlap

1Rising Securities Limited5.82Hong Kong Securities5.73Changchun Securities Limited5.64Towering Securities Limited5.55Shanghai Securities5.56Zhongming Securities5.47Asset Management One Hong Kong Limited5.48Wealthy Securities5.49CQS5.410WiseWings Capital Management5.4