SSFC Flows
← All firms
Asset ManagerActive

Neuberger Berman

124
Total licensed
41
Currently active
80
Arrivals tracked
50
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Top 8 of 20

Source firms · arrivals 2003–present

Where talent goes

Top 8 of 20

Destination firms · departures 2003–present

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
26
🇨🇳China
8
🇰🇷South Korea
1
🇸🇬Singapore
1

People

Active SFC licences
Name CE# Joined
FONG Sin Tung 方善彤
DealingAdvising
BWJ9622025-08-04
SIAO Pui Ling 蕭佩鈴
DealingAdvising
BKD2802025-07-15
CHENG Ka Kin 鄭家健
DealingAdvising
BTQ5082025-06-30
TSAO Wing Sze 曹穎詩
DealingAdvisingAsset Mgmt
BUA2472025-05-14
NEO Hong Hong
DealingAdvising
BWA9102025-04-29
CHEUNG Cheuk Fung 張卓峰
DealingAdvising
BIE6262024-12-27
XU Dan 徐丹
DealingAdvising
BFB1742024-10-02
WU Chih-Hong 吳志宏
DealingAdvising
BVH7992024-08-16
HUI Alvin Joyue 許祖裕
DealingAdvisingAsset Mgmt
BUI0112024-06-21
PARK Soo Bin
DealingAdvising
BPM3592023-08-24
LIU Xinzhu 劉馨竹
DealingAdvisingAsset Mgmt
BNR3382022-12-28
LAW Ka Chun 羅嘉俊
DealingAdvising
BTH3402022-12-28
YAM Douglas 任晉毅
DealingAdvisingAsset Mgmt
BSK2522022-06-06
CHIU Hiu Lam Emily 招曉霖
DealingAdvising
BOE6272022-03-23
LAU Vivian Wai Man 劉慧敏
DealingAdvisingAsset Mgmt
BRW5982021-12-01
TAN Hui Yi Rachel 陳慧儀
DealingAdvising
BOU1502021-07-12
CHOW Kwun Chung 周冠仲
DealingAdvising
BBS2382021-06-09
FENG Yilin 馮伊琳
DealingAdvising
BDH4722021-02-01
ZHU Yunhan 朱韫晗
DealingAdvisingAsset Mgmt
BPU6972020-06-30
LI Jingyi 李婧怡
DealingAdvising
BGH3632020-05-18
YIP Pak Kin Alan 葉栢堅
DealingAdvising
APP2012019-07-16
TONG Ka Lai 唐嘉麗
DealingAdvising
ARR5302019-02-22
LAI Andrew Kai-Jie 賴凱杰
DealingAdvisingAsset Mgmt
BKL1022018-11-09
PAN Yi 潘禕
DealingAdvisingAsset Mgmt
BDR3652017-11-13
HO Wing Na 何穎娜
DealingAdvising
BKW4602017-10-10
XIAO Di 肖笛
DealingAdvising
BJL6792017-04-28
HUI Yik Sin 許亦先
DealingAdvising
ANY2022017-02-03
CHO Long Yin, Jeff 曹朗賢
DealingAdvising
BBP8942016-10-12
CHEN Chih Yang 陳志陽
DealingAdvisingAsset Mgmt
ACZ3662015-06-15
NG Hoi Yin 吳凱燕
DealingAdvising
APZ1352015-03-26
LAM Lam, Linda 林霖
DealingAdvising
AGP6632015-03-06
TANG Annie Yue Wai 鄧宇蕙
DealingAdvising
APL9632015-02-18
CHAN Pui Kwan 陳佩君
DealingAdvisingAsset Mgmt
ALF6672014-06-23
YUEN Wai Kin 阮惠健
DealingAdvising
AVM5682014-02-07
TSANG Lok Ching 曾樂正
DealingAdvisingAsset Mgmt
BBJ6872013-06-03
PANG Man Yee, Maggie 彭雯兒
DealingAdvising
APZ4252013-05-06