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New Prospect Capital

新域資本有限公司

New Prospect Capital is a small Hong Kong-based investment firm licensed for dealing in securities, advising on securities, and asset management. The firm likely provides a combination of brokerage, investment advisory, and discretionary portfolio management services, potentially with a focus on Greater China or Asian capital markets. Its client base likely comprises high-net-worth individuals, family offices, or small institutional investors seeking integrated investment solutions in the region.

5
Total licensed
3
Currently active
3
Arrivals tracked
0
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Source firms · arrivals 2003–present

Where talent goes

Destination firms · departures 2003–present

No data

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
2
🇨🇳China
1

People

Active SFC licences
Name CE# Joined
HO Ting Kay 何定錤
DealingAdvisingAsset Mgmt
AEH4002022-04-13
LAI Joanne Pei-chun 賴佩君
DealingAdvisingAsset Mgmt
ARO3832018-07-06
WANG Hui 王暉
DealingAdvisingAsset Mgmt
BJU2122017-11-29