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Rockpool Capital Limited

摩石資本有限公司

Rockpool Capital is a Hong Kong-based boutique investment firm licensed for dealing in and advising on securities as well as asset management. The firm focuses on providing investment advisory, fund management, and potentially private placement services to institutional and high-net-worth clients with an interest in Asian markets. Its relatively modest but sustained active presence suggests a specialist niche operation serving a select client base. The firm operates as an independent asset manager rather than as part of a large financial group.

45
Total licensed
11
Currently active
16
Arrivals tracked
11
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
7
🇨🇳China
2
🇯🇵Japan
1
🇲🇾Malaysia
1

People

Active SFC licences
Name CE# Joined
HUANG Jia 黃佳
DealingAdvisingAsset Mgmt
BTC1732025-09-15
IP Man Ka 葉文嘉
DealingAdvisingAsset Mgmt
BKV9892025-06-26
CHAN Soon Yene 陳順賢
DealingAdvisingAsset Mgmt
AXH2822024-11-08
CHAN Wing Kwong, Nicholas 陳永江
DealingAdvisingAsset Mgmt
ACC1812023-09-22
WAN Pengcheng 万鹏程
DealingAdvisingAsset Mgmt
BTU0992023-06-13
LIM Boon Yew 林文耀
DealingAdvisingAsset Mgmt
BSW2852022-12-01
HAMABATA Corey Junzo
DealingAdvisingAsset Mgmt
BSD9422022-09-27
MAK Yung Pan Andrew 麥融斌
DealingAdvisingAsset Mgmt
BMI3362018-08-14
CHOW Sheila Sho Nan 周舒楠
DealingAdvisingAsset Mgmt
AQL4032018-08-07
WONG Benjamin Malcolm 黃務騰
DealingAdvisingAsset Mgmt
APJ6852018-07-09
KOO Maurice Win-chong 顧永祥
DealingAdvisingAsset Mgmt
AWZ6212018-07-09