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North Sea Securities Limited

立生證券有限公司

North Sea Securities Limited is a Hong Kong-licensed firm that held comprehensive SFC licences covering dealing in securities, advising on securities, corporate finance advisory, and asset management, though it currently has no active licensed persons. This broad licence scope suggests it was structured as a full-service investment firm, potentially serving corporate, institutional, and high-net-worth clients across brokerage, M&A advisory, and fund management. With no active personnel, the firm appears to be dormant or in the process of winding down. It may have operated as a boutique investment bank or multi-service securities house during its active period.

9
Total licensed
0
Currently active
0
Arrivals tracked
3
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Source firms · arrivals 2003–present

No data

Where talent goes

Destination firms · departures 2003–present

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA6 · Advising on Corporate FinanceRA9 · Asset Management

People

Active SFC licences

No data available