Nuveen is the investment management arm of TIAA, one of the largest financial services organisations in the United States, with a significant global asset management presence. Its Hong Kong operation holds licences for dealing in securities, advising on securities, and asset management, focusing on fixed income, equities, real assets, and alternative investments. The firm primarily serves institutional clients such as pension funds, sovereign wealth funds, and insurance companies. Nuveen is particularly well known for its expertise in municipal bonds and responsible investing strategies.
Licensed headcount
Active licence holders · monthly snapshot
Where talent comes from
Top 8 of 11Source firms · arrivals 2003–present
Where talent goes
Destination firms · departures 2003–present
Regulated activities
Country of origin · active staff
Inferred from name · current members only
People
| Name ↕ | CE# ↕ | Joined ↓ | |
|---|---|---|---|
| CHU Kwan Pik Charlotte 朱君璧 DealingAdvising | BWI357 | 2025-06-16 | |
| LAM Wing Shuen 林泳鏇 DealingAdvising | ALQ164 | 2024-10-31 | |
| GHUMAN Jagdeep Singh Asset Mgmt | BNV380 | 2024-10-10 | |
| CHANG Linlin 張玲菱 DealingAdvising | APK366 | 2024-10-02 | |
| WANG Xiao 王笑 DealingAdvising | BGV484 | 2024-07-23 | |
| HUI Shing Hon 許承瀚 DealingAdvising | BUP703 | 2024-02-01 | |
| KOO Bon Soo DealingAdvising | BOR645 | 2024-01-26 | |
| LAU Chris Cheuk Wah 劉卓樺 DealingAdvising | AYO821 | 2023-12-22 | |
| TANG Lok Yi 鄧樂宜 DealingAdvising | BTY067 | 2023-07-14 | |
| CAMERON Mark William 甘穆仁 DealingAdvising | BTB128 | 2022-10-27 | |
| LAM Wan Yeung, Carol 林韻洋 DealingAdvising | AOQ811 | 2022-08-19 | |
| CHUNG KAI MAN 鍾啟文 DealingAdvising | BSI353 | 2022-04-27 | |
| CHOW Tsz Yan 周芷恩 DealingAdvising | BSG374 | 2022-03-23 | |
| CHAN David Hantang 陳漢唐 DealingAdvising | ATH921 | 2021-11-12 | |
| KWOK Man Sin 郭文倩 DealingAdvising | AYJ714 | 2021-07-27 | |
| ZHOU Jing 周靜 DealingAdvising | BQS804 | 2021-02-25 | |
| CHANG Jae Ho DealingAdvisingAsset Mgmt | BPU322 | 2020-07-09 | |
| LEE-TONG Chi Wai, Georgette 唐李之慧 DealingAdvising | BEV745 | 2019-12-09 | |
| CHUNG Sin Wai 鍾蒨蔚 DealingAdvising | BEN580 | 2019-04-12 | |
| WONG Wai Chung 王瑋中 DealingAdvisingAsset Mgmt | AUM604 | 2018-09-26 | |
| KAVANAGH Louise Margaret DealingAdvisingAsset Mgmt | APJ851 | 2017-11-27 |
Top competitors by talent overlap
Score combines talent flow volume, regulatory activity overlap (Jaccard), and business similarity (embeddings). Higher = more competitive overlap.