SSFC Flows
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Broker-DealerActive

Shanggu Securities

上古證券有限公司

7
Total licensed
4
Currently active
8
Arrivals tracked
1
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent goes

Destination firms · departures 2003–present

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA6 · Advising on Corporate Finance

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
2
🇨🇳China
1

People

Active SFC licences
Name CE# Joined
YAU Shu Cheung 游樹祥
Advising
AAJ5702024-11-13
HAN Xu 韓旭
DealingAdvisingCorp Finance
AOE7242021-04-09
O' YANG Wiley 歐陽偉立
DealingCorp Finance
AEH4602018-02-05