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Broker-DealerActive

Trading Central Asia Limited

乾鼎亞洲有限公司

12
Total licensed
6
Currently active
6
Arrivals tracked
2
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Source firms · arrivals 2003–present

1Emperor International Exchange1
2Emperor Securities Limited1
3Formax Securities Limited1
4Huatai Financial Holdings1
5Longrun Financial Group1
6Paochu Investment Advisory1

Where talent goes

Destination firms · departures 2003–present

1United Overseas Bank1
2Viipark Financial Co., Limited1

Regulated activities

RA4 · Advising on SecuritiesRA5 · Advising on Futures

Country of origin · active staff

Inferred from name · current members only

🇫🇷France
2
🇭🇰Hong Kong
2
🇨🇳China
1

People

Active SFC licences
Name ↕CE# ↕Joined ↓
LAM Hung Tin George 林鴻天
AdvisingAdv.Futures
BGL0602018-11-07
PELLIER Alain Jean-Claude
AdvisingAdv.Futures
AWI8232018-09-06
JIM Chi Kong 詹志剛
AdvisingAdv.Futures
AXM9642017-05-09
ZHANG Jun 張珺
AdvisingAdv.Futures
AWT0462011-03-11
GAUSSENS Remy Thomas Laurent
AdvisingAdv.Futures
AWI8312011-03-08

Top competitors by talent overlap

1S&P Global5.32HKFN Wealth Strategy Limited5.03Alternative Value Investments Limited5.04RC Futures Advisory Limited4.95Aletheia Technologies Limited4.86Peak Prosperity Consulting4.77LT Finance Management Limited4.78Planetree Research Limited4.69China Industrial Securities International4.310Asia Absolute Advisors4.2