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Upbest Securities

美建證券有限公司

Upbest Securities is a Hong Kong-based broker-dealer and asset manager offering securities dealing, investment advisory, corporate finance, and asset management services. The firm serves a broad client base that likely includes retail investors, high-net-worth individuals, and small-to-mid-cap corporate clients seeking capital markets advisory. Its corporate finance licence suggests involvement in Hong Kong equity capital markets, including IPO sponsorship and fundraising mandates. Upbest is a locally established mid-tier firm with a presence in both secondary market brokerage and primary market transactions.

123
Total licensed
29
Currently active
62
Arrivals tracked
46
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA6 · Advising on Corporate FinanceRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
28
🇨🇳China
1

People

Active SFC licences
Name CE# Joined
LAU Sin Ching 劉倩清
Dealing
ABX7542024-07-26
WONG Hak Ping 黃克平
Dealing
AEX2192024-05-09
YAU Ka Lun, Alan 丘嘉倫
Dealing
AEJ1782023-01-16
LAU Kwei Yee 劉桂儀
Dealing
AHR0202020-02-04
HO Wing Shan 何穎珊
DealingAdvising
AED5832018-08-21
KO Yui Fai 高銳輝
Dealing
ALA8382016-06-15
MAK Pui Shan 麥佩珊
Dealing
AAV1992016-06-10
WONG King Sun 黃敬新
Dealing
AAY6162016-06-10
WONG Yim How, Helen 黃艷巧
Dealing
ADW6242016-06-10
LO Chung Nin 盧松年
Dealing
AFC2722016-06-10
HO Chun Bong 何振邦
Dealing
APA4292016-06-10
MAN Kin Pong 文建邦
Dealing
ACN9212015-10-02
FUNG Kit 馮傑
Dealing
ACV0212015-08-19
CHAK Man Kin 翟文健
Dealing
ARR3452014-10-06
CHOW Wing Kit, Dennis 周榮傑
AdvisingAsset Mgmt
ABN7392012-06-22
TSANG Hoi Tung 曾海東
Dealing
AGB9062011-08-08
NG Yat Wai 吳日煒
Dealing
ATO2112009-09-23
WONG Ping 王萍
Dealing
ASS4892009-08-26
YU Wai Hung 余偉雄
Dealing
AQS6382008-04-23
CHAN Tse Lan 陳芷蘭
Dealing
APJ6152007-09-06
LI King Chiu 李景超
Dealing
ADX1902006-05-11
CHENG Wai Ling, Annie 鄭偉玲
DealingCorp FinanceAsset Mgmt
ALI1602004-11-26
TONG Wai Tong 湯偉棠
Dealing
ADK2372003-07-30
LING Man Sing 甯文陞
DealingAdvisingCorp Finance
AAA8092003-04-01
TSE Pui Fong, Monita 謝佩芳
DealingAdvisingCorp FinanceAsset Mgmt
AAK6782003-04-01
CHENG Po Kee 鄭保祈
DealingAdvisingCorp FinanceAsset Mgmt
AAY4822003-04-01
CHIM Mei Hing 詹美卿
DealingAdvisingCorp FinanceAsset Mgmt
ABQ0712003-04-01
CHENG Wai Lun, Andrew 鄭偉倫
DealingAdvisingCorp FinanceAsset Mgmt
AED7312003-04-01
CHAN Tsang Kin 陳增堅
DealingAdvisingCorp FinanceAsset Mgmt
AGK2022003-04-01