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Thing On Securities Limited

晉安證券有限公司

Thing On Securities Limited is a Hong Kong-based financial intermediary holding licences for dealing in securities, advising on securities, corporate finance advisory, and asset management, indicating a diversified service offering. The firm likely provides securities brokerage, investment advice, corporate finance services such as IPO or transaction advisory, and portfolio management to its clients. Its client base probably includes retail investors, high-net-worth individuals, and small and medium-sized enterprises seeking capital markets access or corporate advisory services. The firm operates as a modestly scaled but broadly licensed local financial services provider.

16
Total licensed
8
Currently active
0
Arrivals tracked
4
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Source firms · arrivals 2003–present

No data

Where talent goes

Destination firms · departures 2003–present

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA6 · Advising on Corporate FinanceRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
7
🇨🇳China
1

People

Active SFC licences
Name CE# Joined
YANG Tiantian 楊田田
Dealing
BHZ1192016-09-23
WONG Ka Yeung, Roland 王家揚
Dealing
AXV2182011-09-07
WONG NGO Derick 王文俊
Dealing
AIB7592008-07-16
LAM Sui Yuen, Laura 林瑞苑
Dealing
APP4512007-10-10
WONG Cho Ming 王灶明
DealingAdvisingCorp FinanceAsset Mgmt
AAE4732003-04-01
WONG Fung Yuen 王逢源
DealingAdvisingCorp FinanceAsset Mgmt
ACI5942003-04-01
WONG Chung Tak 王聰德
DealingAdvisingCorp FinanceAsset Mgmt
ACJ2052003-04-01
HUNG Pak Cheung 洪泊章
DealingAdvisingCorp FinanceAsset Mgmt
AEG8222003-04-01